US SEC Appoints Brian T. Daly as Director of Investment Management Division, Effective 8 July 2025 | Charltons Quantum

Uncover insights within the Crypto area. This article dives into: “US SEC Appoints Brian T. Daly as Director of Investment Management Division, Effective 8 July 2025 | Charltons Quantum”.

On 13 June 2025, the United States Securities and Exchange Commission (US SEC) appointed Brian T. Daly because the Director of the US SEC’s Division of Investment Management, along with his time period set to begin on 8 July 2025. Mr. Daly, a distinguished determine within the funding administration authorized and compliance sector, brings a formidable mix of personal observe and fund administration expertise to one of many Commission’s most pivotal regulatory roles.

Mr. Daly served as a accomplice at Akin Gump Strauss Hauer & Feld LLP in New York, the place for the previous 4 years he has suggested funding advisers on regulatory compliance, fund formation, operations, buying and selling dangers, and governance issues. Before Akin, he spent almost a decade at Schulte Roth & Zabel LLP, and earlier served in senior in-house authorized roles, together with as Chief Legal and Compliance Officer at Millennium Partners, Kepos Capital, and Raptor Capital Management.

Mr. Daly’s tutorial credentials embody a J.D. from Stanford Law School, the place he served as Associate Editor of the Stanford Law Review and Editor-in-Chief of the Stanford Journal of International Law. He additionally holds a B.A. magna cum laude from Catholic University, and an M.A. from the East-West Center on the University of Hawaii. His prior contributions embody educating authorized ethics at Yale Law School and serving on the Board of the Managed Funds Association.

US SEC Chairman Paul S. Atkins said: “Brian has deep familiarity with all levels of the investment management industry, and I look forward to working with him as we address smart, effective oversight of the industry and its relationships with investors. I am looking forward to working with Brian on common-sense regulation that does not impose unnecessary burdens and genuinely embraces the public comment process.”

Sharing his perspective, Mr. Daly commented: “I’ve long respected and appreciated the SEC’s commitment to regulatory oversight while advising clients on compliance and providing public comment from the investment management point of view during agency rulemaking. I am optimistic about this new day at the SEC and eager to get to work with Chairman Atkins and my new colleagues to ensure regulatory compliance by investment advisers and fund managers while tailoring rulemakings within our statutory authority.”

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